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SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

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MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

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DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

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COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

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PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

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DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

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SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

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MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

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MAR 5.3 Trading process requirements

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SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation