Search Result

641 - 660 of 1428 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 3A.4 Qualifying credit financial promotions

As Published: 2015

MCOB 3A.4 Qualifying credit financial promotions

FEES 10.5 Application of FEES 4 to the pensions guidance levy

As Published: 2015

FEES 10.5 Application of FEES 4 to the pensions guidance levy

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

IFPRU 10.6 Application on an individual and consolidated basis

As Published: 2014

IFPRU 10.6 Application on an individual and consolidated basis

CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

CONC 7.7 Application of interest and charges

As Published: 2014

CONC 7.7 Application of interest and charges

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application