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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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PR App 1.1

As Published: 2005

PR App 1.1

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RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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MCOB 2A.2 Tying practices

As Published: 2016

MCOB 2A.2 Tying practices

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COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

As Published: 2017

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

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SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

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IFPRU 6.3 Expectations relating to internal models

As Published: 2014

IFPRU 6.3 Expectations relating to internal models

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Effective Period

Similar To

PERG 1.5 What other guidance about the perimeter is available from the FCA?

EG 7.3 FCA’s statements of policy

SYSC 2.1 Apportionment of Responsibilities

TC 2.1 Assessing and maintaining competence

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EG 4.3 Notification where a particular person is not yet under investigation

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PERG 5.1 Application and purpose

COND 2.3 Effective supervision