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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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IFPRU 11.3 Group recovery plans

As Published: 2016

IFPRU 11.3 Group recovery plans

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SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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COLL 11.2 Approval of a feeder UCITS

DISP 1.9 Complaints record rule

EG 19.6 Regulated Activities Order 2001 (RAO)

PERG 4.14 Mortgage activities carried on by professional firms

REC 3.24 Transfers of ownership

SYSC 13.1 Application

REC 3.21 Criminal offences and civil prohibitions

MAR 5A.4 Trading process requirements

CONC 12.1 Application and purpose

PERG 4.12 Appointed representatives

SUP 3.10 Duties of auditors: notification and report on client assets

SUP 11.9 Changes in close links

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation