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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

PERG 15.7 Transitional provisions

As Published: 2018

PERG 15.7 Transitional provisions

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order