Search Result

321 - 340 of 1286 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

COLL 14.2 Registration with the Charity Commission

As Published: 2016

COLL 14.2 Registration with the Charity Commission

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2017

MAR 6.4 Systematic internaliser reporting requirement

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

As Published: 2014

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars