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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

IFPRU 2.2 Internal capital adequacy assessment process

As Published: 2014

IFPRU 2.2 Internal capital adequacy assessment process

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

EG 4.9 Involvement of FCA supervisors during the investigation phase

As Published: 2016

EG 4.9 Involvement of FCA supervisors during the investigation phase

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

As Published: 2016

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies