Search Result

121 - 140 of 1649 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

IFPRU 2.2 Internal capital adequacy assessment process

As Published: 2014

IFPRU 2.2 Internal capital adequacy assessment process

SUP 10C.5 FCA governing functions

As Published: 2015

SUP 10C.5 FCA governing functions

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies