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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

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LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

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IPRU-INV 9.5 CALCULATION OF OWN FUNDS

As Published: 2015

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

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SUP 10C.5 FCA governing functions

As Published: 2015

SUP 10C.5 FCA governing functions

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FEES 2.4 VAT

As Published: 2009

FEES 2.4 VAT

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PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

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MAR 9.1 Application, introduction, approach and structure

As Published: 2017

MAR 9.1 Application, introduction, approach and structure

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REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

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PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

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TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

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BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

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CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

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CASS 11.9 Segregation and the operation of client money accounts

As Published: 2014

CASS 11.9 Segregation and the operation of client money accounts

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