Search Result

661 - 680 of 1692 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 10.4 Capital conservation measures

As Published: 2014

IFPRU 10.4 Capital conservation measures

EG 19.1 Introduction

As Published: 2016

EG 19.1 Introduction

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

MCOB 5.4 Information on regulated mortgage contracts: general

As Published: 2004

MCOB 5.4 Information on regulated mortgage contracts: general

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

SYSC 4.9 Handover procedures and material

As Published: 2015

SYSC 4.9 Handover procedures and material

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

SYSC 22.6 Giving and updating references: additional rules and guidance for full scope regulatory reference firms

As Published: 2016

SYSC 22.6 Giving and updating references: additional rules and guidance for full scope regulatory reference firms

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

As Published: 2018

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017