Search Result

621 - 640 of 1476 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 22.1 Application

As Published: 2016

SYSC 22.1 Application

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

SUP 10C.5 FCA governing functions

As Published: 2015

SUP 10C.5 FCA governing functions

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

SUP 13.10 Applicable provisions

As Published: 2013

SUP 13.10 Applicable provisions

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business

As Published: 2007

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business