Search Result

521 - 540 of 721 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

EG 9.7 Other powers that may be relevant when the FCA is considering whether to exercise its power to make a prohibition order

As Published: 2016

EG 9.7 Other powers that may be relevant when the FCA is considering whether to exercise its power to make a prohibition order

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

IPRU-INV 6.1 APPLICATION

As Published: 2015

IPRU-INV 6.1 APPLICATION

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

IPRU-INV 2.2 FINANCIAL RESOURCES REQUIREMENTS

As Published: 2015

IPRU-INV 2.2 FINANCIAL RESOURCES REQUIREMENTS

IFPRU 4.15 Credit risk mitigation

As Published: 2014

IFPRU 4.15 Credit risk mitigation

COBS 10.1 Application

As Published: 2007

COBS 10.1 Application

IFPRU 9.1 Application and Purpose

As Published: 2014

IFPRU 9.1 Application and Purpose

EG 10.5 Section 198: the FCA’s policy

As Published: 2016

EG 10.5 Section 198: the FCA’s policy

CONC 6.4 Appropriation of payments

As Published: 2014

CONC 6.4 Appropriation of payments

EG 13.1 Introduction

As Published: 2016

EG 13.1 Introduction

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2018 to 31 March 2019

As Published: 2013

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2018 to 31 March 2019

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information