Search Result

441 - 460 of 1351 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2009

BIPRU 12.5 Individual Liquidity Adequacy Standards

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

REC 1.1 Application

As Published: 2005

REC 1.1 Application

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver