Search Result

301 - 320 of 1491 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

As Published: 2014

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2016

SYSC 13.4 Requirements to notify the appropriate regulator

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

MCOB 5A.3 Information on MCD regulated mortgage contracts: general

As Published: 2015

MCOB 5A.3 Information on MCD regulated mortgage contracts: general

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

TC App 5.1

As Published: 2010

TC App 5.1

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE