Search Result

1161 - 1180 of 1252 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

PERG 17.5 The meaning of advice

As Published: 2014

PERG 17.5 The meaning of advice

CONC 8.7 Charging for debt counselling, debt advice and related services

As Published: 2014

CONC 8.7 Charging for debt counselling, debt advice and related services

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business

As Published: 2007

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

CASS 11.10 Payments to creditors

As Published: 2014

CASS 11.10 Payments to creditors

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

CONC 6.8 Post contract business practices: credit brokers

As Published: 2014

CONC 6.8 Post contract business practices: credit brokers

MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

PERG 15.5 Negative scope/exclusions

As Published: 2015

PERG 15.5 Negative scope/exclusions

CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

CONC 8.6 Changes to contractual payments

As Published: 2014

CONC 8.6 Changes to contractual payments

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation