Search Result

141 - 160 of 1403 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

BIPRU 5.1 Application and purpose

As Published: 2006

BIPRU 5.1 Application and purpose

BIPRU 14.1 Application and purpose

As Published: 2006

BIPRU 14.1 Application and purpose

BIPRU 11.1 Application and purpose

As Published: 2006

BIPRU 11.1 Application and purpose

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

FEES 4.4 Information on which fees are calculated

As Published: 2007

FEES 4.4 Information on which fees are calculated

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

As Published: 2015

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

IFPRU 4.15 Credit risk mitigation

As Published: 2014

IFPRU 4.15 Credit risk mitigation

IFPRU 5.2 Advanced Measurement Approach permission

As Published: 2014

IFPRU 5.2 Advanced Measurement Approach permission

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes