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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

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SUP 10A.5 Significant-influence functions

As Published: 2015

SUP 10A.5 Significant-influence functions

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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EG 5.2 When settlement decisions may take place

As Published: 2016

EG 5.2 When settlement decisions may take place

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PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

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PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

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CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

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FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

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CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

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COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

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IFPRU 7.1 Application

As Published: 2014

IFPRU 7.1 Application

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EG 5.1 Settlement and the FCA – an overview

As Published: 2016

EG 5.1 Settlement and the FCA – an overview

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

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IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

As Published: 2015

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

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