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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 20.2 Information gathering and investigation powers

As Published: 2016

EG 20.2 Information gathering and investigation powers

…

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

…

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

…

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

…

CASS 11.6 Statutory trust

As Published: 2014

CASS 11.6 Statutory trust

…

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

…

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

…

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

…

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

…

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

…

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

…

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

…

IPRU-INV 5.6 Qualifying subordinated loans

As Published: 2016

IPRU-INV 5.6 Qualifying subordinated loans

…

SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

…

MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

…

IPRU-INV 14.1 APPLICATION

As Published: 2015

IPRU-INV 14.1 APPLICATION

…

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

…

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

…

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

…

PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

…

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