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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

…

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

As Published: 2016

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

…

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

…

LR 6.13 Externally managed companies

As Published: 2017

LR 6.13 Externally managed companies

…

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

…

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

…

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

…

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

…

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

…

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

…

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

…

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

…

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

…

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2012

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

…

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

…

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

…

SUP 10C.6 FCA-required functions

As Published: 2015

SUP 10C.6 FCA-required functions

…

DTR 8.1 Application

As Published: 2014

DTR 8.1 Application

…

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

…

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