Search Result

561 - 580 of 1098 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.1 Application

As Published: 2003

SUP App 3.1 Application

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

DTR 1C.1 Application and purpose (Primary information providers)

As Published: 2014

DTR 1C.1 Application and purpose (Primary information providers)

DTR 8.1 Application

As Published: 2014

DTR 8.1 Application

DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

GEN 7.1 Application

As Published: 2015

GEN 7.1 Application

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

CONC App 1.2 Total charge for credit rules for other agreements

As Published: 2015

CONC App 1.2 Total charge for credit rules for other agreements

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others