Search Result

441 - 460 of 1317 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

FEES 11.1 Application, purpose and background

As Published: 2015

FEES 11.1 Application, purpose and background

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

COBS 10.3 Warning the client

As Published: 2017

COBS 10.3 Warning the client

FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

As Published: 2016

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements