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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business

As Published: 2007

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business

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SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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Similar To

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

LR App 1.1 Relevant definitions

PERG 4.9 Agreeing to carry on a regulated activity

DISP 1.10A Complaints data publication rules

REC 6.8 Powers to supervise

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

MCOB 3A.8 Sale and rent back financial promotions

ICOBS 2.2 Communications to clients and financial promotions

COBS 18.11 Authorised professional firms

MCOB 3A.3 Other general requirements for financial promotions

SUP 1A.4 Tools of supervision

PERG 4.1 Application and purpose

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy