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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 15.7 Transitional provisions

As Published: 2018

PERG 15.7 Transitional provisions

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DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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EG 3.9 Power to require information relating to potentially unfair etc terms and notices

As Published: 2016

EG 3.9 Power to require information relating to potentially unfair etc terms and notices

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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EG 3.5 Official listing investigations (section 97)

As Published: 2016

EG 3.5 Official listing investigations (section 97)

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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EG 4.5 Notice of termination of investigations

As Published: 2016

EG 4.5 Notice of termination of investigations

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

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IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

As Published: 2016

EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

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