Search Result

221 - 240 of 394 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

LR 16.1 Application

As Published: 2005

LR 16.1 Application

LR 8.1 Application

As Published: 2005

LR 8.1 Application

LR 15.1 Application

As Published: 2005

LR 15.1 Application

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

LR 9.7A Preliminary statement of annual results, and statement of dividends

As Published: 2006

LR 9.7A Preliminary statement of annual results, and statement of dividends

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime