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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

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Similar To

SYSC 1.4 Application of SYSC 11 to SYSC 22

PR 1.1 Preliminary

SUP 8.1 Application and purpose

FEES 13.1 Application and purpose

MAR 8.3 Requirements for benchmark administrators [deleted]

SUP 15.5 Core information requirements

EG 16.2 Disapplication orders

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

DISP 1.10A Complaints data publication rules

PERG 8.4 Invitation or inducement

PERG 8.21 Company statements, announcements and briefings

PR 4.1 Use of languages

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

COLL 9.2 Section 264 recognised schemes

PR 4.2 Third country issuers

EG 7.2 Alternatives to sanctions

SUP 3.3 Appointment of auditors

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

COCON 2.3 Firms: training and breaches

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation