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Related provisions for SUP 13.6.5C

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European Economic Area (4)
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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.6.5FG04/12/2017RP

15If a UK MiFID investment firm closes a branch or stops using a tied agent, it is required to notify the FCA using the form in Annex X of MiFID ITS 4A. [Note: articles 18(4) and 19(4) of MiFID ITS 4A]

SUP 13.12.2G01/04/2013RP

To contact the FCA and/or PRA authorisations teams, please see the details provided on that regulator's website.5534

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