Search Result

141 - 160 of 1748 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

PERG 13.2 General

As Published: 2011

PERG 13.2 General

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

As Published: 2014

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

PERG 4.10A Activities regulated under the Mortgage Credit Directive

As Published: 2015

PERG 4.10A Activities regulated under the Mortgage Credit Directive

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

SYSC 22.9 Records

As Published: 2016

SYSC 22.9 Records

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process