Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

…

CASS 7.14 Client money held by a third party

As Published: 2015

CASS 7.14 Client money held by a third party

…

SYSC 22.8 Additional rules and guidance for all firms

As Published: 2016

SYSC 22.8 Additional rules and guidance for all firms

…

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

APER 3.1 Introduction

DEPP 6A.2 Deciding whether to take action

EG 1.1 Overview

PRIN 1.1 Application and purpose

LR 13.3 Contents of all circulars

SUP 4.5 Provisions applicable to all actuaries

FEES 10.1 Application, purpose and background

FEES 2.2 Late Payments and Recovery of Unpaid Fees

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

DTR 1A.1 Application and purpose (Transparency rules)

EG 11.3 The FCA’s choice of powers

CASS 3.1 Application and Purpose

COLL 5.4 Stock lending

COBS 19.7 Retirement risk warnings

DISP App 3.1 Introduction

CASS 7.14 Client money held by a third party

SYSC 22.8 Additional rules and guidance for all firms

MAR 2.5 The Price Stabilising Rules: overseas provisions