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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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CASS 7.13 Segregation of client money

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EG 4.2 Notifying the person under investigation where notice is not required under the Act

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REC 2.15 Discipline

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SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy