Search Result

781 - 800 of 1508 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2012

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

DTR 5.7 Notification of combined holdings

As Published: 2009

DTR 5.7 Notification of combined holdings

LR 19.3 Listing applications

As Published: 2007

LR 19.3 Listing applications

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

SYSC 22.8 Additional rules and guidance for all firms

As Published: 2016

SYSC 22.8 Additional rules and guidance for all firms

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers

As Published: 2004

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

CONC 7.6 Exercise of continuous payment authority

As Published: 2014

CONC 7.6 Exercise of continuous payment authority

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

COBS 10.4 Assessing appropriateness: when it need not be done

As Published: 2017

COBS 10.4 Assessing appropriateness: when it need not be done