Search Result

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

…

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

…

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

…

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

…

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

…

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 4.9 Disciplinary measures

PERG 13.7 The territorial application of MiFID [deleted]

SUP 4.4 Appropriate actuaries

CASS 8.3 Records and internal controls

IPRU-INV 5.8 Calculation of own funds and liquid capital

CASS 10.2 Core content requirements

DTR 2.2 Disclosure of inside information

CASS 9.4 Information to clients concerning custody assets and client money

IFPRU 4.6 Internal ratings based approach: probability of default

MCOB 6.8 Home purchase plans

REC 6.3 Recognition requirements

PR 2.5 Omission of information

BIPRU 12.4 Stress testing and contingency funding

REC 2.9 Transaction recording

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974