Search Result

761 - 780 of 1292 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 2.1 APPLICATION

As Published: 2015

IPRU-INV 2.1 APPLICATION

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

CASS 7.12 Organisational requirements: client money

As Published: 2017

CASS 7.12 Organisational requirements: client money

IFPRU 5.2 Advanced Measurement Approach permission

As Published: 2014

IFPRU 5.2 Advanced Measurement Approach permission

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

COBS 20.1A The with-profits fund

As Published: 2015

COBS 20.1A The with-profits fund

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

LR 20.1 Application

As Published: 2010

LR 20.1 Application

EG 10.3 Asset-freezing injunctions

As Published: 2016

EG 10.3 Asset-freezing injunctions

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

As Published: 2014

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

MCOB 2A.3 Foreign currency loans

As Published: 2016

MCOB 2A.3 Foreign currency loans