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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

SUP 10C.5 FCA governing functions

As Published: 2015

SUP 10C.5 FCA governing functions

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

EG 4.8 Scoping discussions

As Published: 2015

EG 4.8 Scoping discussions

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business

As Published: 2007

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

SUP 16.19 Immigration Act compliance reporting

As Published: 2014

SUP 16.19 Immigration Act compliance reporting