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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.5 Communicating with retail clients (non-MiFID provisions)

As Published: 2008

COBS 4.5 Communicating with retail clients (non-MiFID provisions)

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

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COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

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MCOB 3A.5 MCD financial promotions

As Published: 2015

MCOB 3A.5 MCD financial promotions

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EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

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