Search Result

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

…

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

…

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

…

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

…

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

…

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

BIPRU 13.5 CCR standardised method

PR 1.2 Requirement for a prospectus and exemptions

IFPRU 6.1 Market risk requirements

BIPRU 1.1 Application

PERG 9.1 Application and Purpose

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

TC 3.1 Record-keeping requirements

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

LR 17.3 Requirements with continuing application

PR 2.1 General contents of prospectus

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

EG 8.3 Use of the own-initiative powers in urgent cases

PERG 4.10A Activities regulated under the Mortgage Credit Directive

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach