Search Result

601 - 620 of 1560 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

EG 19.21 The conduct of investigations under the Payment Services Regulations

As Published: 2016

EG 19.21 The conduct of investigations under the Payment Services Regulations

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2016

SYSC 13.4 Requirements to notify the appropriate regulator

IFPRU 1.5 Notification of FINREP reporting

As Published: 2014

IFPRU 1.5 Notification of FINREP reporting

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures