Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

…

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 3.3 Shares

MAR 9.1 Application, introduction, approach and structure

SUP 8.6 Publication of waivers

EG 19.9 Electronic commerce activity directions: the FCA’s policy

CONC 3.7 Financial promotions and communications: credit brokers

FIT 1.3 Assessing fitness and propriety

MAR 8.3 Requirements for benchmark administrators

COLL 7.2 Suspension and restart of dealings

GENPRU 3.1 Application

MCOB 12.3 Early repayment charges: regulated mortgage contracts

PERG 4.8 Administering a regulated mortgage contract

EG 2.4 Case selection: Unauthorised business

REC 6.1 Introduction and legal background

COLL 6.11 Risk control and internal reporting

MIPRU 3.1 Application and purpose

MAR 10.5 Other reporting, notifications and information requirements

COBS 6.1 Information about the firm and compensation information (non-MiFID provisions)

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy