Search Result

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

…

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

PR App 1.1

LR 13.7 Circulars about purchase of own equity shares

IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

SUP 12.9 Record keeping

TC App 6.1 Accredited bodies

PERG 13.6 CRD IV

PERG 13.5A Child trust funds and MiFID

PERG 9.11 Frequently Asked Questions

BIPRU 12.1 Application

IPRU-INV 5.4 Financial resources requirement

SUP 11.3 Requirements on controllers or proposed controllers under the Act

BIPRU 1.1 Application

BIPRU 7.7 Position risk requirements for collective investment undertakings

EG 20.1 Introduction

SUP 13A.3 Qualifications for authorisation under the Act

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures