Search Result

501 - 520 of 1540 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

As Published: 2014

CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

CONC 8.8 Debt management plans

As Published: 2014

CONC 8.8 Debt management plans

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

MCOB 11.4 Application

As Published: 2012

MCOB 11.4 Application

MCOB 11.5 Purpose

As Published: 2012

MCOB 11.5 Purpose

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

MCOB 3A.9 Systems and controls

As Published: 2015

MCOB 3A.9 Systems and controls

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general