Search Result

481 - 500 of 1396 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 8.4 Use of the own-initiative variation of approval power in urgent cases

As Published: 2015

DEPP 8.4 Use of the own-initiative variation of approval power in urgent cases

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

As Published: 2016

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

EG 12.2 FCA cautions

As Published: 2015

EG 12.2 FCA cautions

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

MCOB 4.10 Home purchase plans: sales standards

As Published: 2006

MCOB 4.10 Home purchase plans: sales standards

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

As Published: 2015

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

EG 19.3 Credit Unions Act 1979

As Published: 2016

EG 19.3 Credit Unions Act 1979

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

SUP 10C.7 Other overall responsibility function (SMF18)

As Published: 2015

SUP 10C.7 Other overall responsibility function (SMF18)

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

As Published: 2015

DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act