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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2015

ICOBS 6.4 Pre- and post-contract information: protection policies

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SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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LR App 2.1

As Published: 2005

LR App 2.1

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

APER 4.5 Statement of Principle 5

BIPRU 8.5 Basis of consolidation

SUP 7.1 Application and purpose

REC 4.9 Disciplinary measures

FEES 10.1 Application, purpose and background

SUP 5.1 Application and purpose

PR 2.4 Incorporation by reference

COLL 4.8 Notifications for UCITS master-feeder arrangements

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation