Search Result

441 - 460 of 794 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

…

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

…

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

…

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

…

DTR 3.1

As Published: 2005

DTR 3.1

…

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

…

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

…

MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

…

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

…

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

…

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

…

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

…

LR 6.6 Control of the business

As Published: 2017

LR 6.6 Control of the business

…

LR 12.1 Application

As Published: 2005

LR 12.1 Application

…

LR 6.11 Specialist companies: scientific research based companies

As Published: 2017

LR 6.11 Specialist companies: scientific research based companies

…

LR 1.5 Standard and Premium Listing

As Published: 2009

LR 1.5 Standard and Premium Listing

…

LR 6.8 Warrants or options to subscribe

As Published: 2017

LR 6.8 Warrants or options to subscribe

…

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

…

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

As Published: 2017

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

…

COBS 2.5 Optional additional products

As Published: 2015

COBS 2.5 Optional additional products

…