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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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IPRU-INV 14.1 APPLICATION

As Published: 2015

IPRU-INV 14.1 APPLICATION

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SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

As Published: 2015

IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

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CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

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EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

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EG 19.20 Payment Services Regulations 2017

As Published: 2016

EG 19.20 Payment Services Regulations 2017

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2015

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

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SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

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