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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

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PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

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COBS 21.3 Further rules for firms engaged in linked long-term insurance business

As Published: 2008

COBS 21.3 Further rules for firms engaged in linked long-term insurance business

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IFPRU 10.4 Capital conservation measures

As Published: 2014

IFPRU 10.4 Capital conservation measures

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COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

DEPP 5.1 Settlement decision makers

IPRU-INV 14.1 APPLICATION

DEPP 6.5D Serious financial hardship

COBS 12.1 Purpose and application

IFPRU 6.2 Guidance on market risk

REC 2A.3 Guidance on RAP recognition requirements

BIPRU 8.6 Consolidated capital resources

COBS 4.11 Record keeping: financial promotion

SYSC 22.5 Giving references: additional rules and guidance for all firms

CASS 7.16 The standard methods of internal client money reconciliation

MCOB 2.8 Record keeping

SYSC 19A.1 General application and purpose

EG 9.2 The FCA’s general policy in this area

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)