Search Result

361 - 380 of 1335 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

As Published: 2014

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress

EG 5.6 Mediation

As Published: 2016

EG 5.6 Mediation

EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

EG 5.7 The relevance of settled cases to subsequent action

As Published: 2016

EG 5.7 The relevance of settled cases to subsequent action

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

As Published: 2004

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities