Search Result

281 - 300 of 1413 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

CREDS 3A.4 Insurance against fraud or other dishonesty

As Published: 2016

CREDS 3A.4 Insurance against fraud or other dishonesty

IPRU-INV 9.4 POLICY TERMS FOR PROFESSIONAL INDEMNITY INSURANCE

As Published: 2015

IPRU-INV 9.4 POLICY TERMS FOR PROFESSIONAL INDEMNITY INSURANCE

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

ICOBS 2.5 Exclusion of liability, conditions, warranties, and reliance on others

As Published: 2015

ICOBS 2.5 Exclusion of liability, conditions, warranties, and reliance on others

GENPRU 1.1 Application

As Published: 2006

GENPRU 1.1 Application

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress