Search Result

241 - 260 of 509 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

LR 3.1 Application

As Published: 2005

LR 3.1 Application

LR 18.1 Application

As Published: 2005

LR 18.1 Application

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

COBS 10.1 Application

As Published: 2007

COBS 10.1 Application

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

CONC 3.8 Financial promotions and communications: lenders

As Published: 2015

CONC 3.8 Financial promotions and communications: lenders