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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

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DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

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MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

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CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

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IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

As Published: 2015

IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

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LR 6.8 Warrants or options to subscribe

As Published: 2017

LR 6.8 Warrants or options to subscribe

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

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BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

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CASS 9.5 Reporting to clients on request

As Published: 2014

CASS 9.5 Reporting to clients on request

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LR 6.10 Specialist companies: mineral companies

As Published: 2017

LR 6.10 Specialist companies: mineral companies

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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LR 12.1 Application

As Published: 2005

LR 12.1 Application

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COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

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LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

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MCOB 11.6 Responsible lending and financing

As Published: 2012

MCOB 11.6 Responsible lending and financing

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CASS 7.16 The standard methods of internal client money reconciliation

As Published: 2014

CASS 7.16 The standard methods of internal client money reconciliation

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