Search Result

201 - 220 of 1507 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

IFPRU 4.3 Guidance on internal ratings based approach: high level material

As Published: 2014

IFPRU 4.3 Guidance on internal ratings based approach: high level material

MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

IFPRU 10.6 Application on an individual and consolidated basis

As Published: 2014

IFPRU 10.6 Application on an individual and consolidated basis

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions