Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

…

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

…

COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 8.21 Company statements, announcements and briefings

SUP 10C.13 Variation of conditional and time-limited approvals

PERG 13.7 The territorial application of MiFID [deleted]

EG 20.3 Decision making under the CCA Order

REC 2.3 Financial resources

LR 3.5 Block listing

REC 4.8 The section 298 procedure

LR 18.2 Requirements for listing

SUP 18.4 Friendly Society transfers and amalgamations

EG 4.13 Preliminary findings letters and preliminary investigation reports

LR 5.3 Requests to cancel or suspend

SUP 15.13 Notification by CBTL firms

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

MCOB 8.3 Application of rules in MCOB 4

PR 2.4 Incorporation by reference

EG 2.15 Decision making in the context of regulatory enforcement action

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

SUP 10C.14 Changes to an FCA-approved person’s details

LR 18.4 Continuing obligations

COBS 11.2 Best execution for AIFMs and residual CIS operators